PAUL A. ENGELMAYER, District Judge.
Loftex USA LLC ("Loftex") brings this action against Trident Limited and Trident Group Limited (collectively, "Trident"), alleging that Trident has infringed and continues to infringe Loftex's U.S. Patent No. 7,810,308 ("the '308 Patent"), in violation of
In connection with these claims, the parties have asked this Court to construe disputed terms of the '308 Patent. The Court held a Markman hearing in this action on February 5, 2013. See Markman v. Westview Instruments, Inc., 517 U.S. 370, 116 S.Ct. 1384, 134 L.Ed.2d 577 (1996). The Court's constructions of the disputed terms are set forth below.
Loftex is a New York corporation that manufactures "low-twist" towels, which are characterized by high absorbency and soft texture. See Loftex CC Br. Ex. A ("U.S. Patent '308") at 2:17. The '308 Patent describes and claims a method of producing a low-twist towel. U.S. Patent '308. According to the FAC, Loftex is the owner by assignment of "all right, title and interest in and to the '308 Patent, including the right to sue for ... infringement of the '308 Patent." FAC ¶ 8.
Trident Limited, of which Trident Group Limited is a shareholding company, see Dkt. 5, also manufactures towels. Loftex alleges that Trident "directly or through its subsidiaries, divisions, or groups," has infringed its '308 Patent by "making, using, selling and/or offering to sell, importing or allowing others to make, use, sell and/or offer for sale, or import ... products, including at least Trident's towels, which are made in accordance with and within the scope of one or more of the claims of the '308 Patent." FAC ¶ 11.
On December 20, 2011, Loftex filed its original complaint against Trident Limited. Dkt. 1. On February 23, 2012, Trident Limited filed its answer and counterclaims against Loftex. Dkt. 6. On July 23, 2012, Loftex moved for leave to amend the complaint to add Trident Group Limited as an additional defendant, Dkt. 20, which this Court granted in an Opinion & Order dated November 20, 2012, Dkt. 30. See Loftex USA, LLC v. Trident Ltd., No. 11 Civ. 9349(PAE), 2012 WL 5877427 (S.D.N.Y. Nov. 20, 2012).
A claim of patent infringement requires a two-step process. First, as a matter of law, the Court must construe the disputed claim terms. Only then can a determination be made whether the allegedly infringing product in fact infringes the patent, as construed, and/or whether the patent itself is valid. Metabolite Labs., Inc. v. Lab. Corp. of Amer. Holdings, 370 F.3d 1354, 1360 (Fed.Cir.2004); Brassica Prot. Prods. LLC v. Caudill Seed & Warehouse Co., 591 F.Supp.2d 389, 394 (S.D.N.Y.2008); Joao v. Sleepy Hollow Bank, 418 F.Supp.2d 578, 580 (S.D.N.Y. 2006).
In construing a patent, "[i]t is a bedrock principle ... that the claims of a patent define the invention to which the patentee is entitled the right to exclude."
As compared with intrinsic evidence, which consists of the claims, specification, and prosecution history, extrinsic evidence includes "all evidence external to the patent and prosecution history, including expert and inventor testimony, dictionaries, and learned treatises." Markman v. Westview Instruments, Inc., 52 F.3d 967, 980 (Fed.Cir.1995) (en banc), aff'd, 517 U.S. 370, 116 S.Ct. 1384, 134 L.Ed.2d 577 (1996). Extrinsic evidence, however, is "less significant than the intrinsic record in determining the legally operative meaning of claim language," Phillips, 415 F.3d at 1317 (citation omitted); where "an analysis of the intrinsic evidence alone will resolve any ambiguity in a disputed claim term..., it is improper to rely on extrinsic evidence." Vitronics, 90 F.3d at 1583.
The parties dispute the meaning of the phrase "a method of producing a low twist towel," which appears at the beginning of Claim 1 of the '308 Patent. See U.S. Patent '308 at 4:49. Loftex asks that the Court construe that phrase as "a method of producing a towel that is fluffy, soft, and super absorbent." Loftex CC Br. 5. Trident asks instead that the phrase be construed as "a method of making a low twist towel without use of polyvinyl alcohol yarn (PVA fibers) in the process." Trident CC Br. 16.
The disagreement about this particular phrase reflects a larger, overarching dispute between the parties regarding the '308 Patent. Specifically, Trident claims that Loftex's Patent "disavows" the use of PVA fibers and that, because of the language of disavowal, the claims throughout must be construed to include only methods of producing towels without the use of PVA fibers. The language in both the claims and the specification, Trident argues, explicitly excludes PVA fibers from the process described by the '308 Patent. Trident therefore seeks to import that limitation into the Patent through this particular language.
Loftex, for its part, argues that its construction is supported by the written description of the '308 Patent, which begins, "A low twist towel is classified as a high end product in the U.S. market. It is fluffy, soft, and super absorbent." U.S. Patent '308 at 2:16-17. Because that language "provides a clear definition of the phrase" not contradicted by the prosecution
Although the issue of disavowal is an important element in the construction of the '308 Patent — one which the Court deals with in greater depth below, see infra pp. 382-86 — the Court does not view it as implicated by this particular phrase.
The Court's colloquy with counsel at argument, however, clarified that there is another defining characteristic of a low-twist towel — evident from the very name. That is, a low-twist towel "means that there is a low number of twists per unit length." See Tr. 13. A person of ordinary skill in the art would regard a low-twist towel as not simply a fluffy, soft, and absorbent towel, but specifically as one with a low number of twists.
The Court therefore construes the phrase "a method of producing a low-twist
"Thick yarn" and "fine count yarn" are terms used in Claim 1 and later in the Patent — in Claims 2, 3, 6, 7, and 9 (thick yarn) and Claims 4, 5, 6, 7, and 9 (fine count yarn), respectively — to describe the yarns to be twisted in producing a low-twist towel according to the method explained in the '308 Patent. Loftex argues that "thick yarn" should be defined as "yarns that include, for example, about 16s-2s count (preferably, 10s or 12s count) yarns," Loftex CC Br. 6, and that "fine count yarn" should be defined as "yarns that include, for example, greater than or equal to about 60s (preferably, 60s) count yarns," id. Trident, on the other hand, argues for a relative construction of these terms: "The proper construction of `thick yarn' is `a yarn having a thickness that is greater than another yarn.' Similarly, the proper construction of `fine count yarn' is `a yarn having a thickness that is less than another yarn.'" Trident CC Br. 17.
The Court views Trident's proposed construction with skepticism. To interpret adjectives such as "thick" and "fine count" as devoid of any intrinsic meaning whatsoever, and only possessing meaning relative to each other, departs from the ordinary use of language. Common sense dictates that such words be interpreted as having some intrinsic meaning, albeit sometimes dependent on the context. Here, one need not speculate as to these words' meaning in context, because the '308 Patent's specification provides guideposts:
U.S. Patent '308 at 2:48-55. Mindful that the claims are to "be read in view of the specification," Vitronics, 90 F.3d at 1582, the Court deems it more than reasonable to incorporate these numerical ranges in the construction of the terms "thick yarn" and "fine count yarn."
Loftex's proposed construction, however, is flawed too. By importing the phrase "for example" into the construction, Loftex furnishes little, if any, meaningful guidance as to the outer bounds of that definition. It makes the patent vulnerable to claims of vagueness and of superfluity. As Trident notes, Loftex's constructions "encompass an unclear range of sizes ... and would render the claim terms indefinite under 35 U.S.C. § 112. Under Loftex's construction, one would not be able to discern the metes and bounds of the claim, as he or she would not know which particular sizes of yarn would, or would not, be deemed a thick or fine count yarn." Trident CC Br. 18-19. Further, the ranges Loftex proposes in its constructions of "thick yarn" and "fine count yarn" in Claim 1 are also provided in dependent claims 2-6 of the Patent. As Trident notes, construing the terms "thick yarn" and "fine count yarn" as precisely coterminous with the ranges provided in the Patent's dependent claims "would render the ranges already provided in the dependent claims 2-6 superfluous and ... improper." Trident CC Br. 17 (citing Robotic Vision Sys., Inc. v. View Eng'g, Inc., 189 F.3d 1370, 1376 (Fed.Cir. 1999)).
The Court therefore interprets the examples provided by Loftex in its proposed constructions as providing an approximate range of thickness and thinness, the precise definition of which is not provided in the Patent. The term "thick yarn" is thus defined as "yarns of between about 16s and about 2s count (preferably, 10s or 12s count)." "Fine count yarn" is defined as "yarns greater than or equal to about
The parties also ask the Court to construe the term "2-ply yarn," which appears in Claim 1 of the '308 Patent. Loftex asks the Court to construe the term to mean "a yarn comprising two yarns twisted together." Loftex CC Br. 7. Trident, for its part, suggests the construction, "a yarn having only two discrete strands that are twisted together." Trident CC Br. 19. The nub of the parties' dispute in this regard is whether the term "2-ply yarn" includes yarns of more than two-ply, or whether "2-ply yarns" contain two, and only two, strands.
It is well — established in patent law that the word "comprising" serves as an open-ended transition element, preserving the possibility of claiming more than what is recited. In other words, "[a] drafter uses the term `comprising' to mean `I claim at least what follows and potentially more.'" Vehicular Techs. Corp. v. Titan Wheel Int'l, Inc., 212 F.3d 1377, 1383 (Fed.Cir.2000); see also MagSil Corp. v. Hitachi Global Storage Techs., Inc., 687 F.3d 1377, 1383 (Fed.Cir.2012) ("Open claim language, such as the word `comprising'... signals that the entire claim is presumptively open-ended." (citation omitted)); Genentech, Inc. v. Chiron Corp., 112 F.3d 495, 501 (Fed.Cir.1997) ("`Comprising' is a term of art used in claim language which means that the named elements are essential, but other elements may be added and still form a construct within the scope of the claim." (citation omitted)); Mitsubishi Chem. Corp. v. Barr Labs., Inc., 718 F.Supp.2d 382, 410 (S.D.N.Y. 2010). Loftex argues, therefore, that because the '308 Patent uses the word "comprising" at the beginning of Claim 1, the term "2-ply" as used later in Claim 1 in fact means at least two-ply, and possibly more. Loftex Opp. Br. 9-10.
Loftex's other argument — that nowhere in the Patent is there an explicit limitation of "2-ply yarn" to only two plies — is more persuasive than its argument surrounding the word "comprising." But it, too, is ultimately unavailing. Both parties look to the specification's language to construe the phrase "2-ply yarn" — "unevenly S twist the two yarns together ... to form a 2-ply yarn." U.S. Patent '308 at 2:15-17. Loftex emphasizes that "[n]owhere in the '308 specification is the term `2-ply' defined as excluding the possibility of the inclusion of another yarn or yarns into the weave.... The specification does not state that the addition of another yarn would render the invention inoperable" or "outside the scope of the invention." Loftex Opp. Br. 9. Loftex, not unreasonably, argues that "an infringer [should not be able to] avoid the patent by arbitrarily adding another yarn while still practicing all the claimed steps of the invention." Id.
Trident, however, points out that each time the term "2-ply" appears in the specification, it describes how to twist precisely two yarns into a resulting "2-ply yarn." Thus, according to Trident, its construction "is supported not only by logic and by the specified number `2,' but by all recitations of the term 2-ply in the specification and claims." Trident CC Br. 19-20.
Although the Court is mindful of the need to "avoid the danger of reading limitations from the specification into the claim," Phillips, 415 F.3d at 1323, where a claim is specific as to a particular number, and where that number, both linguistically and conceptually, pervades both the claims and the specification, it is unpersuasive to conclude that "2-ply yarn" should be construed to mean, effectively, yarn of three, four, or more plies. As Trident points out, "[h]ad the inventor contemplated and disclosed forming three or more plies by twisting three or more yarns, then the patentee might have had support to claim: `unevenly S twisting one or more Z-twisted thick yarns into one or more Z-twisted fine count yarns ... to produce a multi-ply yarn.'" Trident CC Br. 21 (emphasis in original). It is reasonable to expect a patentee to use such language, particularly where he or she desires to deviate from the ordinary meaning of a word — or, here, a number.
The construction of the term — or terms, according to Loftex, which seeks to construe this phrase in two distinct parts — "weaving the 2-ply yarn to produce a fabric that is free of polyvinyl alcohol fibers" is the area of claim construction that the parties most vigorously dispute and that appears most consequential. The central issue involves the role of PVA fibers in the production process. The parties dispute whether the '308 Patent (as Trident argues) is limited to methods of production that eschew altogether any use of PVA fibers or whether (as Loftex argues) it also covers methods of production that use PVA so long as the resulting towel is PVA-free.
Loftex proposes a construction that separates the clause into two parts: It argues that "weaving the 2-ply yarn to produce a fabric" should be construed as "weaving using the 2-ply yarn to produce a fabric," and that "free of polyvinyl alcohol fiber" should be construed as "producing a towel free of polyvinyl alcohol fiber." Loftex CC Br. 8. In other words, Loftex argues that, provided that the final product of the process yields a towel that is free of PVA, the '308 Patent embraces methods that use or that avoid the use of PVA. By way of context, Loftex states that, from its perspective, the "key feature" of the '308 Patent is its twisting method. It notes that that method can be used in the production process whether or not PVA is used. That said, Loftex also notes that the twisting method, achieving as it does a fluffy towel on its own, obviates the need for use of the chemical PVA to achieve the same end. Loftex CC Br. 9.
Trident proposes a more restrictive construction. It urges that the patent term be construed so that the phrase "that is free of polyvinyl alcohol fibers" modifies the preceding word "fabric." Specifically, it proposes to construe the term to mean "weaving a 2-ply yarn that is free of polyvinyl alcohol fibers such that the woven fabric is free from PVA and does not require any processing or finishing to remove PVA fibers." Trident CC Br. 14. In other words, the fabric at the end of the weaving process must be PVA-free. This construction, Trident argues, is "consistent with the specification that explains that the present invention does not use PVA fiber in its process of making a low twist towel," id. at 14 (citation omitted), and is also grammatically consistent with the claim language.
Trident's proposed construction is substantially more persuasive and logical. First, the claim language itself supports such a definition. The adjectival phrase "that is free of polyvinyl alcohol fibers" clearly modifies the word "fabric" that immediately precedes it. The fabric that is produced via the weaving process in Claim 1(c) must, therefore, be PVA-free. In other words, by that point in the process, the product must not contain PVA. It follows that, because weaving cannot remove PVA fibers, the two-ply yarn utilized must also be free of PVA fibers.
Disputing that the specification undercuts its construction, Loftex argues that the specification does not disavow, but merely permits the fabric to be free of PVA fiber. Loftex highlights the permissive, rather than mandatory, language of the Abstract, which states: "Fabric produced by this method can solve the dependency on PVA." Id. at 1:8-9. According to Loftex, the "key feature of the invention" is "the unique twisting of the yarns that would permit the fabric to be free of the PVA fiber," Loftex CC Br. 9 (emphasis in original); "the elimination of PVA is a benefit, not a limitation." Loftex Opp Br. 1. Loftex emphasizes that the specification does not state that the inclusion of PVA fibers would affect the functionality of the product. On this basis, it argues, the '308 Patent's specification cannot be read to disavow the use of PVA in its claimed process.
The Court disagrees. "[T]he specification may limit the scope of a claim if the patentee has disavowed or disclaimed the scope by using words or `expressions of manifest exclusion or restriction, representing a clear disavowal of claim scope.'" ResQNet.com, Inc. v. Lansa, Inc., 346 F.3d 1374, 1378 (Fed.Cir.2003) (citing Teleflex, Inc. v. Ficosa N. Am. Corp., 299 F.3d 1313, 1325 (Fed.Cir.2002)). To be sure, "the distinction between using the specification to interpret the meaning of a claim and importing limitations from the specification into the claim can be a difficult one to apply in practice." Phillips, 415 F.3d at 1323. But where, as here, both the claim language itself and the specification unequivocally state, in declarative sentences, that PVA is not used in the process, the threshold for disavowal of PVA is comfortably met. Loftex cites cases holding that "a patentee's intention to limit the claims via the specification must be clear and unambiguous from the specification of the patent." Loftex Opp. Br. 3 (citing Thorner v. Sony Computer Entm't Am. LLC, 669 F.3d 1362, 1366-67 ( Fed.Cir.2012)); see also Epistar Corp. v. Int'l Trade Comm'n, 566 F.3d 1321, 1336 (Fed.Cir.2009) ("[D]isparaging comments alone do not necessarily show a manifest or express disavowal of the criticized subject matter."). But that standard is met here. The '308 Patent's specification contains clear and unambiguous language that not only embodies criticism of methods that use PVA — it flatly states that the method "does not use" PVA and "eliminates the dependence on PVA." It is difficult to imagine a clearer statement of disavowal. The permissive language cited by Loftex, to the effect that the process "can" eliminate the dependence on PVA, does not overcome these emphatic statements. See Watts v. XL Sys., Inc., 232 F.3d 877, 883 (Fed.Cir.2000) (permissive language in preferred embodiment stating that "the
Loftex distinguishes the cases cited by Trident in which courts have found specifications to act as disavowals, on the grounds that, in those cases, including the disavowed element would render the invention inoperable. See Loftex Opp. Br. 4-5 (discussing SciMed Life Sys., Inc. v. Advanced Cardiovascular Sys., Inc., 242 F.3d 1337 (Fed.Cir.2001); Alloc, Inc. v. ITC, 342 F.3d 1361 (Fed.Cir.2003)). But Loftex's characterizations of SciMed and Alloc are too grudging. In SciMed, the disclaimed method utilized by the prior art, involving a dual lumen structure, suffered from disadvantages, including "making the shaft sizes of ... catheters larger than necessary and making the catheters stiffer in their distal regions than would be desired." SciMed, 242 F.3d at 1344. Because the SciMed patents improved the prior art by using a coaxial lumen structure, the court held that the patent disclaimed the dual lumen configuration. Id. at 1345.
In sum, the claims of the '308 Patent and the specification both support a construction that excludes PVA from the process that produced the fabric.
Claim 11 of the '308 Patent describes "[t]he method of claim 1, wherein
Loftex argues that "[t]he use of the word `about[]' avoids a strict numerical boundary to the specified parameter." Pall Corp. v. Micron Separations, Inc., 66 F.3d 1211, 1217 (Fed.Cir.1995). Therefore, according to Loftex, variations as to time and temperature are permitted in the process without removing it from the scope of the '308 Patent. Trident, for its part, "does not argue that [the] term `about' should never have the effect of expanding a claimed range outside the specifically enumerated range. Rather, in the case of the '308 Patent, the intrinsic evidence does not provide any guidance to a person skilled in the art as to what sort of variations would be acceptable.... [T]here is no guidance regarding what temperatures or times outside the numerical range would still fall within the scope of the claims." Trident Opp. Br. 14. In other words, because nothing in the specification of the '308 Patent describes temperatures or times outside the specified range, Trident argues that the only reasonable constructions are those that limit the terms to times and temperatures within the specified range. Id. Loftex's proposed construction, Trident contends, would render the claim indefinite. Trident CC Br. 23.
Although Trident is correct that none of the examples given in the specification "describes hot water washing with a temperature lower than 80° C, higher than 95° C, shorter than 20 minutes, or longer than 60 minutes," Trident Opp. Br. 14, the Court agrees with Loftex that use of the term "about" indicates that it "did not intend to limit the claimed ranges to their exact end-points." In re Harris, 409 F.3d 1339, 1343 (Fed.Cir.2005), cert. denied, 546 U.S. 1090, 126 S.Ct. 1024, 163 L.Ed.2d 854 (2006). The Court has little basis at this point, however, without the benefit of experts or other evidence, to determine precisely what time and temperature ranges do fall within the Patent. The Court therefore declines to adopt Trident's construction, but does not specify the exact ranges of time and temperature covered by the '308 Patent. Instead, the Court adopts a construction largely along the lines of Loftex's proposal, but reserves a determination of the specific range for a later date. As in the case of what thread count range constitutes "thick yarn" and "fine count yarn," the Court construes these terms as approximate, defined as "between about 20-60 minutes" and "between about 80-95° C." Again here, a determination of infringement would inquire whether a person of ordinary skill in the art would regard a given water temperature or washing time as falling within the approximate range provided for in the Patent.
Finally, the Court is left to construe "crodamide ramification," appearing in Claim 17 of the Patent. Loftex argues
Loftex proffers that "[c]rodamide is known in the fabric and textile industry as a fabric softener agent and is a fatty acid amide." Loftex CC Br. 11. As for "ramification," Loftex explains that the word is a slightly flawed translation from the Chinese patent application, intended to mean "derivative." Id.
The case law holds that courts should not "redraft claims to contradict their plain language in order to avoid a nonsensical result." Haemonetics, 607 F.3d at 782; cf. Ultimax Cement Mfg. Corp. v. CTS Cement Mfg. Corp., 587 F.3d 1339, 1348 (Fed. Cir.2009) ("holding that, since a person of ordinary skill in the art would use the word `anhydride' to mean `anhydrite,' with no resulting confusion ..., interpreting the claim in that way merely restates its plain meaning"). Because Loftex concedes that the word "ramification" was a translation error, it would be illogical to assume that a person of ordinary skill could discern what that word signifies. Furthermore, Trident validly argues that, upon discovering the translation error, Loftex could — and should — have amended the specification to correct the error during the time the application was pending, or else obtained a certificate of correction from the Patent and Trademark Office before filing this action. Trident Opp. Br. 15. The Court therefore holds the word "ramification" to be indefinite, and therefore reads it out of the Claim.
As to the word "crodamide," the patent specification contemplates finishing by "contacting the fabric with a solution containing SN-308 crodamide." U.S. Patent '308 at 3:45-47. Both parties agree that the Patent Examiner likely removed the term SN-308 from the body of the Patent itself, because trade names are often not permitted in patent claims. See Loftex Opp. Br. 11; Trident CC Br. 24. In this respect, it appears that SN-308 imports some meaning into the word crodamide. Furthermore, the fact that Trident was indeed able to identify a hydrophilic softener product with the name "crodamide," see Trident CC Br. 24, indicates that the term is not devoid of meaning. Finally, Trident does not appear to argue with the statement that SN-308 is a fabric softening agent known in the industry, but rather that "crodamide ramification" is not. The specification sufficiently elucidates the word "crodamide" for a person of ordinary skill in the art to identify it as a fabric softening agent SN-308.
The Court therefore construes the phrase "crodamide ramification" as, simply, "a fatty acid amide."
For the foregoing reasons, the disputed terms, as set forth in the parties' claim construction submissions and at argument, are construed as set forth above.
The parties are directed to submit a joint letter to the Court, by May 28, 2013, regarding proposed next steps in the case and whether, in counsel's view, the Court
SO ORDERED.
Transcript of February 5, 2013 Markman Hearing ("Tr.") 83-86.